Europe & UK:

Investcorp Securities Limited (“ISL”):  Arranges and sources European-based private equity and real estate investments and manages collective investment undertakings as a small authorized UK Alternative Investment Fund Manager.  Also acts as Delegated Portfolio Manager or Investment Adviser to certain Investcorp Group funds and is registered with and regulated by the FCA in the UK as a MIFIDPRU investment firm. Additionally registered with the SEC in the US as an Exempt Reporting Adviser.

Investcorp Credit Management EU Limited (“ICMEU”): Provides portfolio management services to Collateralized Loan Obligation issuer vehicles and other funds which invest in senior secured loans. Registered with and regulated by the FCA in the UK as a MIFIDPRU investment firm and has also been deemed an Exempt Reporting Adviser with the SEC in the US.

Investcorp Europe S.A. (“IESA”): Licensed and regulated by the Commission de Surveillance du Secteur Financier (“CSSF”) as a Clause 3 Investment Firm to engage in distribution activities with EEA based clients.

GCC:

Investcorp Financial Services B.S.C. (c) (“IFS”): Licensed and regulated by the CBB as a category 1 investment business firm to (i) arrange deals in financial instruments, (ii) manage financial instruments, (iii) advise on financial instruments and (iv) operate collective investment undertakings in Bahrain. 

Investcorp – Doha Representative Office (“IDRO”):  Licensed by the Qatar Financial Centre Regulatory Authority (“QFCRA”) to carry out the regulated activities of Operating a Representative Office in the Qatar Financial Centre.

Investcorp Saudi Arabia Financial Investments Co. (“ISAFIC”):  Licensed by the CMA in Saudi Arabia to carry on arranging, advising, providing custody services, managing investments and operating funds as well as to market the Investcorp Group’s investment products in Saudi Arabia.

Investcorp (Abu Dhabi) Limited (“IADL”):  Registered in the ADGM and regulated by the FSRA in the UAE to conduct the Regulated Activities of (i) Managing Assets, (ii) Managing a Collective Investment Fund, (iii) Advising on Investments or Credit, (iv) Arranging Deals in Investments and (v) Sharia Compliant Regulated Activities.

Investcorp Capital plc (“ICPLC”):  An ADGM entity registered with the UAE Securities and Commodities Authority and listed on the Abu Dhabi Securities Exchange.

United States:

Marble Point Credit Management LLC (“MPCM”): Currently relaying advisers to ICMUS.

Investcorp Credit Management US LLC (“ICMUS”):  Registered with and regulated by the SEC in the US as an Investment Adviser.

Investcorp Investment Solutions LLC (“IIS”): Registered with and regulated by the SEC in the US as an Investment Adviser.

N.A. Investcorp LLC (“NAILLC”): Registered with and regulated by the SEC and FINRA in the US as a Broker-dealer, which is used as a placement agent (marketing), and for investment banking fees on NAPE transactions.

Investcorp Investment Advisers LLC (“IIALLC”):  Registered with and regulated by the SEC in the US as an Investment Adviser.

CM Investment Partners LLC (“CMIP”): Registered with and regulated by the SEC as an Investment Adviser to Investcorp Credit Management BDC, Inc., a closed-end, externally managed, non-diversified management investment company that is listed on the Nasdaq Global Select Market and to Investcorp US Institutional Private Credit Fund a closed-end, externally managed, non-diversified private non-traded business development company. 

Marble Point CLO Management LLC:  Currently Relying Adviser to ICMUS.

MP CLO Management LLC:  Currently Relying Adviser to ICMUS. 

Asia:

Investcorp Japan LLC:  Incorporated in the US and registered with the JFSA in Japan as a “Financial Instruments Business Operator” engaging in “Type II Financial Instruments” business.

Investcorp Asia Financial Services Private Limited (“IAFSL”): Licensed Fund Management Company and holder of a Capital Markets Services License under the oversight of the Monetary Authority of Singapore to conduct the regulated activities of Fund Management and Dealing in Capital Markets Products (Collective Investment Schemes).

Investcorp India Asset Managers Private Limited (“IIAMPL”):  Approved by the Securities and Exchange Board of India (“SEBI”) to act as the investment manager to certain investment funds that are registered with SEBI as Alternative Investment Funds.

Investcorp Investment Managers LLP (“IIMLLP”): Registered as a Fund Management Entity (Non-Retail) with the International Financial Services Centres Authority (“IFSCA”) in GIFT City, in Gujarat, India to act as the investment manager to investment funds that are registered with IFSCA as Alternative Investment Funds.

Cayman Islands:

Investcorp Investment Advisers Limited (“IIAL”): Registered with and regulated by CIMA in the Cayman Islands. 

Investcorp Corporate Services Limited (“ICSL”): Licensed and registered by CIMA in the Cayman Islands in connection with performance of investment related services for fund-type entities.  

Investcorp Fund Management Services Limited (“IFMSL”): Provides fund management services to a number of Investcorp products and accordingly holds a registration with the CIMA in the Cayman Islands as a registered person under SIBA.

Investcorp Asset Advisory Services Limited (“IAASL”):  Regulated and registered by the CIMA in the Cayman Islands in connection with performance of investment related services for non-fund type entities. 

ICM Nominees Holding Limited: Provides nominee services to the Investcorp’s credit management business and holds a registration with the CIMA in the Cayman Islands as a registered person under SIBA.

Mercury Capital

Mercury Capital Advisors Unipessoal Lda.: Operating as a Tied Agent under the MiFiD license of Carne Global Financial Services (Europe), Empresa de Investimento, S.A.

Mercury Capital Advisors, LLC:  Registered with and regulated by the SEC and FINRA in the US as a Broker-dealer which is used as a placement agent (marketing).

Mercury Capital Advisors, LLP: Registered with and regulated by the FCA in the UK as an Authorized Investment Manager.